Form 4: Director Ault Boosts Stake in Universal Safety Products

Milton C. Ault III, a director and 10% owner, acquired 95,000 shares of Universal Safety Products, Inc. common stock for $6 per share through Ault Lending, LLC.

Summary

• Milton C. Ault III, a Director and 10% Owner of Universal Safety Products, Inc. (UUU), reported an acquisition of common stock.
• On January 16, 2026, Mr. Ault acquired 95,000 shares of UUU common stock.
• The shares were acquired at a price of $6 per share.
• The transaction was made indirectly through Ault Lending, LLC, a wholly-owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman.
• The transaction was made pursuant to a Rule 10b5-1(c) plan.
• Following this transaction, Mr. Ault's total beneficial ownership includes 257,457 shares indirectly through Ault Lending, LLC, 200 shares directly, 10,000 shares indirectly through Alpha Structured Finance LP, and 6,000 shares indirectly through Ault & Company, Inc.

Sentiment

Score: 7

Explanation: A significant acquisition of shares by a director and 10% owner suggests strong confidence in the company's future prospects.

Positives

• A director and significant shareholder, Milton C. Ault III, increased his stake in Universal Safety Products, Inc. by acquiring 95,000 shares.
• The acquisition was made at a price of $6 per share, indicating a specific valuation point.
• The transaction was executed under a Rule 10b5-1(c) plan, suggesting a pre-planned investment strategy.

Future Outlook

Not applicable, as this filing reports a past transaction and does not provide forward-looking statements or guidance.

Industry Context

This filing reports an insider transaction and does not provide information to analyze broader industry trends or competitors.

Related Party Transactions

• The acquisition was made indirectly through Ault Lending, LLC, a wholly-owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman. This structure indicates a transaction involving entities controlled by the reporting person.
• Mr. Ault also beneficially owns shares indirectly through Alpha Structured Finance LP and Ault & Company, Inc., entities where he holds management positions.

Stakeholder Impact

• Shareholders may view the director's increased stake as a positive signal of management's confidence in the company's value and future performance.
• This could potentially boost investor sentiment and confidence in the stock.

Key Dates

Recommendation

The significant purchase of 95,000 shares by a director and 10% owner, Milton C. Ault III, at a price of $6 per share, signals strong insider confidence in Universal Safety Products, Inc. Insider buying, especially of this magnitude, often precedes positive developments or indicates that management believes the stock is undervalued. This action suggests a favorable outlook from a key stakeholder with deep knowledge of the company.

Keywords

Universal Safety Products, UUU, Milton C. Ault III, insider trading, Form 4, beneficial ownership, stock acquisition, director, 10% owner, Ault Lending, Alpha Structured Finance, Ault & Company