Form 4: Director Ault Boosts Stake in Universal Safety Products

Universal Safety Products Director Milton C. Ault III increased his indirect beneficial ownership in the company through open market purchases totaling 5,900 shares.

Summary

• Milton C. Ault III, a Director and 10% Owner of Universal Safety Products, Inc. (UUU), reported open market purchases of common stock.
• On December 11, 2025, Mr. Ault acquired 5,400 shares at a volume-weighted average price of $4.8669 per share, with prices ranging from $4.6885 to $4.9799.
• On December 12, 2025, an additional 500 shares were acquired at a volume-weighted average price of $4.8791 per share, with prices ranging from $4.83 to $4.9299.
• These purchases were made indirectly through Ault Lending, LLC, a wholly-owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman.
• Following these transactions, Mr. Ault's indirect beneficial ownership through Ault Lending, LLC increased to 142,531 shares.
• Mr. Ault also indirectly beneficially owns 6,000 shares through Ault & Company, Inc., where he is CEO and Chairman.
• Additionally, Mr. Ault indirectly beneficially owns 5,953 shares through Alpha Structured Finance LP, where he is the Manager of the General Partner and Investment Manager.

Sentiment

Score: 7

Explanation: The sentiment is positive due to a significant insider (Director and 10% Owner) increasing their beneficial ownership in the company through open market purchases, signaling confidence in the company's valuation or future performance.

Positives

• A Director and 10% Owner, Milton C. Ault III, increased his stake in Universal Safety Products, Inc., signaling confidence in the company's future prospects.
• The open market purchases demonstrate a direct investment by a key insider at prices between $4.6885 and $4.9799 per share.

Future Outlook

This Form 4 filing reports past transactions and does not contain forward-looking statements or guidance.

Industry Context

This filing reports an insider transaction, which is a common occurrence across all industries. It does not provide specific industry-related insights or comparisons.

Comparison to Industry Standards

• Not applicable as this filing reports an insider transaction, not operational or financial performance. Insider buying activity is generally viewed as a positive signal across all sectors, indicating management's confidence in the company's valuation or future prospects.

Related Party Transactions

• Milton C. Ault III is deemed to have voting and investment power over securities held by Ault Lending, LLC, which is a wholly-owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman.
• Mr. Ault is deemed to beneficially own securities held by Ault & Company, Inc., where he is the Chief Executive Officer and Chairman.
• Mr. Ault is deemed to beneficially own securities held by Alpha Structured Finance LP, as he is the Manager of Alpha Structured Finance GP LLC and ACG Alpha Management LLC, which are the general partner and investment manager to Alpha Fund, respectively.

Stakeholder Impact

• Shareholders may view the increased insider ownership as a positive indicator of management's belief in the company's value and future prospects, potentially boosting investor confidence.

Key Dates

Recommendation

The insider buying by a Director and 10% Owner, Milton C. Ault III, suggests strong confidence in Universal Safety Products, Inc.'s current valuation and future outlook. Such actions by well-informed insiders often precede positive company developments or reflect a belief that the stock is undervalued, making it a favorable signal for potential investors.

Keywords

Universal Safety Products, UUU, Milton C. Ault III, Insider Buying, Form 4, Beneficial Ownership, Director Purchase, Equity Acquisition