Form 4: Director Ault Boosts Stake in Universal Safety Products

Milton C. Ault III, a Director and 10% owner of Universal Safety Products, Inc., increased his indirect beneficial ownership of common stock through multiple open market purchases in December 2025.

Summary

• Milton C. Ault III, a Director and 10% Owner of Universal Safety Products, Inc. (UUU), reported several open market purchases of common stock.
• On December 15, 2025, 2,500 shares of common stock were purchased at a volume-weighted average price of $5.0210 per share, with prices ranging from $4.9586 to $5.0598.
• On December 16, 2025, an additional 1,547 shares of common stock were purchased at a volume-weighted average price of $5.0486 per share, with prices ranging from $5.04 to $5.06.
• Also on December 16, 2025, 1,569 shares of common stock were purchased at a price of $5.0159 per share.
• These purchases were made indirectly through Alpha Structured Finance LP and Ault Lending, LLC.
• Following these transactions, Mr. Ault's total indirect beneficial ownership stands at 160,100 shares, comprising 10,000 shares through Alpha Structured Finance LP, 144,100 shares through Ault Lending, LLC, and 6,000 shares through Ault & Company, Inc.

Sentiment

Score: 7

Explanation: The insider purchases by a director and 10% owner signal confidence in the company's future prospects, which is generally viewed positively by the market.

Positives

• Insider buying by a Director and 10% owner signals confidence in the company's current valuation and future prospects.
• The purchases were made in open market transactions, indicating a belief in the market price.

Related Party Transactions

• Milton C. Ault III is deemed to beneficially own securities held by Alpha Structured Finance LP, where he is the Manager of Alpha Structured Finance GP LLC (general partner) and ACG Alpha Management LLC (investment manager).
• Mr. Ault is deemed to have voting and investment power over securities held by Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., where he is the Executive Chairman.
• Mr. Ault is deemed to beneficially own securities held by Ault & Company, Inc., where he is the Chief Executive Officer and Chairman.

Stakeholder Impact

• Shareholders may view the insider purchases as a positive indicator of management's belief in the company's value and future performance.
• The increased ownership by a significant insider could enhance investor confidence.

Key Dates

Recommendation

The insider purchases by a significant director and 10% owner suggest confidence in the company's valuation and future, which is a positive signal for existing shareholders. However, a Form 4 filing primarily reports transactions and does not provide comprehensive financial or operational details to warrant a 'buy' or 'sell' recommendation without further analysis. It reinforces a 'hold' position for those already invested, pending further fundamental review.

Keywords

Universal Safety Products, UUU, Milton C. Ault III, Insider Buying, Form 4, Stock Purchase, Director Ownership, Beneficial Ownership, Equity Acquisition