Form 4: Director Ault Boosts Stake in Universal Safety Products

Milton C. Ault III, a Director of Universal Safety Products, Inc., increased his indirect beneficial ownership of common stock through multiple open market purchases in early December 2025.

Summary

• Milton C. Ault III, a Director of Universal Safety Products, Inc. (UUU), reported several indirect purchases of the company's common stock.
• On December 2, 2025, Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc. (where Mr. Ault is Executive Chairman), purchased 4,631 shares of common stock at a volume-weighted average price of $4.305.
• Following this transaction, Ault Lending, LLC beneficially owned 101,000 shares.
• Also on December 2, 2025, Ault & Company, Inc. (where Mr. Ault is CEO and Chairman) purchased 1,000 shares of common stock at $4.309.
• Following this transaction, Ault & Company, Inc. beneficially owned 6,000 shares.
• On December 3, 2025, Ault Lending, LLC purchased an additional 1,431 shares of common stock at a volume-weighted average price of $4.3244.
• Following this second transaction, Ault Lending, LLC's beneficial ownership increased to 102,431 shares.
• Alpha Structured Finance LP, an entity where Mr. Ault holds managerial roles, also beneficially owns 5,953 shares of common stock.

Sentiment

Score: 8

Explanation: The filing indicates significant insider buying by a director, which typically signals strong confidence in the company's future prospects and valuation. This is generally viewed as a positive indicator by the market.

Positives

• A Director, Milton C. Ault III, has increased his indirect beneficial ownership in Universal Safety Products, Inc. through open market purchases, signaling confidence in the company's valuation and future prospects.
• The purchases were made across multiple entities controlled by Mr. Ault, demonstrating a consistent investment strategy.

Future Outlook

NA

Industry Context

NA

Related Party Transactions

• The reported purchases were made by entities indirectly controlled by Milton C. Ault III, the reporting person and a Director of Universal Safety Products, Inc. Specifically, Ault Lending, LLC is a wholly owned subsidiary of Hyperscale Data, Inc., where Mr. Ault is Executive Chairman. Ault & Company, Inc. is chaired by Mr. Ault, who is also its CEO. Alpha Structured Finance LP is managed by entities where Mr. Ault holds managerial roles.

Stakeholder Impact

• Shareholders may interpret the insider buying as a strong signal of confidence from a key director, potentially leading to increased investor interest and positive sentiment towards the stock.
• The transactions demonstrate alignment of interests between management and shareholders, as the director is increasing his personal stake in the company's equity.

Key Dates

Recommendation

The consistent open market purchases by a key director, Milton C. Ault III, across multiple entities he controls, suggests a strong belief in the intrinsic value and future performance of Universal Safety Products, Inc. This insider confidence often precedes positive developments and can be a compelling signal for investors to consider accumulating shares, especially given the director's significant beneficial ownership.

Keywords

Universal Safety Products, UUU, Milton C. Ault III, Insider Buying, Form 4, Common Stock, Director Purchases, Ault Lending, Ault & Company, Alpha Structured Finance