Form 4: Unisys Executive Sells Shares for Tax Obligations

A Unisys Corporation executive disposed of common stock shares to cover tax withholding obligations, as part of a pre-arranged plan.

Summary

• Kristen Prohl, SVP, GC, Secretary & CAO of UNISYS CORPORATION (UIS), reported a disposition of common stock.
• The transactions occurred on August 1, 2025.
• A total of 3,577 shares of common stock were disposed of in two separate transactions (1,295 shares and 2,282 shares).
• The shares were disposed of at a price of $3.91 per share.
• Following these transactions, Kristen Prohl beneficially owns 211,590 shares of common stock.
• The transactions were marked with transaction code 'F', indicating a disposition to cover tax withholding obligations.
• The transactions were made pursuant to a Rule 10b5-1(c) contract, instruction, or written plan.

Sentiment

Score: 5

Explanation: The filing reports a routine, non-discretionary disposition of shares for tax purposes, which is a common occurrence for executives receiving equity compensation and does not indicate a change in sentiment towards the company.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This type of transaction, a disposition of shares for tax withholding purposes (Code F), is a routine and common occurrence for executives across various industries who receive equity compensation. It is typically a non-discretionary event related to the vesting of restricted stock or similar awards.

Comparison to Industry Standards

• The disposition of shares for tax withholding is a standard practice in executive compensation across all industries, aligning with global benchmarks for managing equity awards.
• This transaction is comparable to similar routine tax-related sales by executives at other publicly traded companies, such as those seen at IBM, Accenture, or DXC Technology, which also grant equity compensation to their leadership.

Stakeholder Impact

• Shareholders: Minimal direct impact as this is a routine, non-discretionary transaction for tax purposes and does not signal a change in the executive's confidence or company fundamentals.

Key Dates

Recommendation

The filing details a routine, non-discretionary sale of shares by an executive to cover tax obligations related to equity compensation. This type of transaction (Code F) is common and does not reflect a change in the executive's investment sentiment or the company's fundamentals. Therefore, it does not warrant a change in investment recommendation based solely on this filing.

Keywords

Unisys, UIS, Form 4, insider transaction, executive compensation, stock sale, tax withholding, Kristen Prohl