Form 4: uniQure's Chief Legal Officer Reports Share Transactions and Option Grant

Chief Legal Officer Jeannette Potts reports acquisition of restricted share units and stock options, along with sales to cover withholding taxes.

Summary

• Jeannette Potts, Chief Legal Officer of uniQure N.V., reported transactions involving the company's ordinary shares.
• On March 3, 2025, Potts acquired 35,000 restricted share units under the company's 2014 Share Incentive Plan.
• These restricted share units vest in equal annual installments of 1/3 each, starting on the first anniversary of the grant date, contingent upon continued relationship with the Issuer.
• Also on March 3, 2025, Potts was granted a stock option to buy 60,000 ordinary shares at an exercise price of $10.90, vesting 25% on the first anniversary and 6.25% quarterly thereafter.
• On March 4, 2025, Potts sold 7,076 ordinary shares at a weighted average price of $10.29, with prices ranging from $10.25 to $10.35.
• The sale was executed to cover estimated withholding taxes upon the vesting of restricted share units, according to automatic sale instructions.
• Following these transactions, Potts beneficially owns 119,743 ordinary shares and holds options for 60,000 shares.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing insider transactions. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.

Positives

• The grant of restricted share units and stock options to the Chief Legal Officer aligns her interests with the company's long-term performance.

Industry Context

This filing is a routine disclosure of insider transactions, which are common in publicly traded companies. It provides transparency into the actions of company executives regarding their holdings of company stock.

Stakeholder Impact

• The transactions have a minimal direct impact on stakeholders, as they are related to executive compensation and tax obligations.

Key Dates