Form 4: uniQure CFO Christian Klemt Reports Share Sales to Cover Tax Obligations
SEC Form 4 Filing
Christian Klemt, CFO of uniQure N.V., reports the sale of ordinary shares to cover withholding taxes upon the vesting of restricted share units and performance-based restricted share units.
Summary
- Christian Klemt, the Chief Financial Officer of uniQure N.V., filed a Form 4 detailing changes in beneficial ownership.
- On February 25, 2025, Klemt sold 14,341 ordinary shares at a weighted average price of $10.7, with prices ranging from $10.56 to $11.05.
- On February 26, 2025, Klemt acquired 5,712 ordinary shares through the vesting of performance-based restricted share units (PRSUs) granted on December 8, 2021, under the Issuer's 2014 Share Incentive Plan.
- On February 27, 2025, Klemt sold 2,916 ordinary shares at a weighted average price of $11.32, with prices ranging from $11.28 to $11.41.
- These sales were executed to cover estimated withholding taxes associated with the vesting of restricted share units and PRSUs, according to automatic sale instructions.
- Following these transactions, Klemt beneficially owns 155,168 ordinary shares.
Sentiment
Score: 5
Explanation: The document is a routine disclosure of share sales to cover tax obligations, which is neither particularly positive nor negative.
Industry Context
Form 4 filings are standard practice for company insiders to report transactions in their company's stock, providing transparency to investors.
Stakeholder Impact
- The transactions may have a minor impact on shareholders due to the small volume of shares sold by the CFO.
Key Dates
| Date | Description |
|---|---|
| 2021-12-08 | Date of PRSU grant to the Reporting Person under the Issuer's 2014 Share Incentive Plan. |
| 2025-02-25 | Sale of 14,341 ordinary shares. |
| 2025-02-26 | Acquisition of 5,712 ordinary shares through vesting of PRSUs. |
| 2025-02-27 | Sale of 2,916 ordinary shares. |
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