Form 4: uniQure CEO Matthew Kapusta Reports Share Sales to Cover Tax Obligations After RSU Vesting

uniQure CEO Matthew Kapusta sold shares to cover tax obligations following the vesting of restricted share units (RSUs) and performance-based restricted share units (PRSUs).

Summary

• On February 25, 2025, uniQure N.V. CEO Matthew Kapusta sold 26,727 ordinary shares at a weighted average price of $10.7, ranging from $10.56 to $11.05.
• These shares were sold to cover estimated withholding taxes upon the vesting of restricted share units (RSUs).
• On February 26, 2025, Kapusta acquired 16,324 ordinary shares through the vesting of performance-based restricted share units (PRSUs) granted on December 8, 2021.
• On February 27, 2025, Kapusta sold 6,717 ordinary shares at a weighted average price of $11.32, ranging from $11.28 to $11.42.
• These shares were sold to cover estimated withholding taxes upon the vesting of PRSUs.
• Following these transactions, Kapusta beneficially owns 580,795 ordinary shares.

Sentiment

Score: 6

Explanation: The sentiment is neutral. The transactions are routine and related to tax obligations. The vesting of PRSUs suggests positive performance, but the sales themselves are not indicative of a strong positive or negative outlook.

Positives

• The vesting of performance-based restricted share units (PRSUs) indicates that certain performance criteria were met, which could be viewed positively.

Industry Context

Executive share sales are a common occurrence, particularly around vesting events. The sales are often pre-planned to cover tax obligations.

Stakeholder Impact

• The share sales could have a minor impact on shareholders due to the increased supply of shares in the market, but the impact is likely to be minimal given the relatively small number of shares involved.

Key Dates