Form 4: UL Solutions Inc. Executive Acquires Shares and Restricted Stock Units

Karen K. Pepping, Senior VP & CAO of UL Solutions Inc., reports acquisition of shares and restricted stock units.

Summary

• Karen K. Pepping, a Senior VP & CAO at UL Solutions Inc., filed a Form 4 detailing changes in beneficial ownership.
• On April 1, 2025, Pepping acquired 2,011 shares of Class A Common Stock at $57.85 per share.
• These shares were issued upon settlement of performance cash awards from the Issuer's Pre-IPO Long Term Incentive Plan.
• Additionally, 589 shares were disposed of for $57.85.
• Pepping also acquired 1,296 Restricted Stock Units (RSUs) which will vest in three equal installments on the first, second and third anniversary of the grant date.
• Following these transactions, Pepping directly owns 4,993 shares of Class A Common Stock and 1,296 Restricted Stock Units.

Sentiment

Score: 6

Explanation: Neutral sentiment as it's a standard regulatory filing. The acquisition of shares and RSUs by an executive could be seen as a mildly positive sign, but it's not a strong indicator.

Positives

• The acquisition of shares and RSUs by a high-ranking executive could be interpreted as a positive signal about the company's future prospects.

Future Outlook

The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date.

Industry Context

Form 4 filings are routine disclosures required by the SEC to provide transparency into the transactions of company insiders. These filings are closely watched by investors for signals about management's confidence in the company.

Stakeholder Impact

• Shareholders may view the executive's stock acquisition as a positive sign.
• The vesting of RSUs could potentially dilute existing shareholders over time.

Key Dates

Keywords

Form 4, Beneficial Ownership, UL Solutions Inc., Karen K. Pepping, Class A Common Stock, Restricted Stock Units, Securities Exchange Act