Form 4: UL Solutions Director James M. Shannon Acquires Deferred Stock Units

UL Solutions Inc. Director James M. Shannon reported the acquisition of 189 deferred stock units, increasing his total beneficial ownership to 1,240 units.

Summary

• James M. Shannon, a Director of UL Solutions Inc. (ULS), reported the acquisition of 189 Deferred Stock Units (DSUs).
• The transaction date for the acquisition was July 2, 2025.
• The DSUs were acquired at a price of $0 per unit, indicating they were granted as compensation.
• Following this transaction, James M. Shannon beneficially owns a total of 1,240 Deferred Stock Units.
• Each deferred stock unit represents the right to receive one share of UL Solutions Inc.'s Class A Common Stock.
• The acquired deferred stock units are fully vested and will be settled in shares of Class A Common Stock according to the Issuer's Non-Employee Director Deferred Compensation Plan.

Sentiment

Score: 7

Explanation: The acquisition of deferred stock units by a director, even as compensation, generally indicates alignment of interests with shareholders and continued commitment to the company, which is a positive signal.

Positives

• Director James M. Shannon increased his beneficial ownership in UL Solutions Inc. by acquiring 189 deferred stock units, aligning his interests further with shareholders.
• The deferred stock units are fully vested, providing a clear future entitlement to Class A Common Stock without further conditions.

Future Outlook

The 1,240 deferred stock units held by James M. Shannon are fully vested and will be settled in shares of UL Solutions Inc.'s Class A Common Stock either on a date selected by the reporting person or as otherwise provided by the Issuer's Non-Employee Director Deferred Compensation Plan.

Industry Context

This Form 4 filing is a routine disclosure of an insider transaction, specifically the grant of equity compensation to a director. Such grants are a common practice across various industries to align the interests of directors with those of shareholders.

Corporate Governance

Related Party Transactions

• Acquisition of 189 deferred stock units by Director James M. Shannon from UL Solutions Inc. as part of the Non-Employee Director Deferred Compensation Plan.

Stakeholder Impact

• Shareholders: Increased director ownership through equity compensation may signal confidence in the company's future and better align director interests with long-term shareholder value.

Next Steps

• Settlement of the 1,240 deferred stock units into Class A Common Stock shares, either on a date selected by the reporting person or as otherwise provided by the Non-Employee Director Deferred Compensation Plan.

Key Dates

Recommendation

Keywords

UL Solutions, ULS, Form 4, SEC filing, insider transaction, deferred stock units, director compensation, beneficial ownership