Form 4: UGI CFO Exercises Options, Sells Shares in Planned Transaction

UGI Corporation's Chief Financial Officer, Sean O'Brien, exercised stock options and subsequently sold common stock as part of a pre-arranged Rule 10b5-1 plan.

Summary

• Sean O'Brien, Chief Financial Officer of UGI Corp, engaged in transactions involving UGI Common Stock and Options (Right to Buy).
• On December 5, 2025, O'Brien exercised 23,773 options at an exercise price of $24.6 per share.
• Concurrently, O'Brien sold a total of 28,709 shares of UGI Common Stock.
• The sales occurred at an average price of $37.647 per share, with prices ranging from $37.54 to $37.6894.
• The transactions were made pursuant to a contract, instruction, or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
• Following these transactions, O'Brien's direct beneficial ownership of UGI Common Stock is 0 shares, and his direct beneficial ownership of Options (Right to Buy) is 47,547.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the transactions are routine insider activity, explicitly stated to be part of a pre-arranged 10b5-1 plan, which mitigates any negative interpretation of share sales.

Positives

• The exercise of options indicates that the options were in-the-money, allowing the executive to realize value from their compensation.

Negatives

• The sale of a significant number of shares by a Chief Financial Officer could be perceived negatively by some investors, although it was part of a pre-arranged plan.

Future Outlook

NA

Industry Context

NA

Related Party Transactions

• Sean O'Brien, Chief Financial Officer of UGI Corp, engaged in transactions involving the company's securities.

Stakeholder Impact

• Shareholders may observe the CFO's monetization of stock options and subsequent share sales, which, while pre-planned, can sometimes influence market perception.

Key Dates

Keywords

UGI, Sean O'Brien, CFO, Insider Trading, Form 4, Stock Options, Share Sale, Rule 10b5-1, Beneficial Ownership