Form 4: UFP Technologies CEO Reports Stock Transactions

UFP Technologies' President and CEO, R. Jeffrey Bailly, reported the acquisition of 1,744 shares and the disposition of 888 shares for tax purposes.

Summary

• R. Jeffrey Bailly, President and CEO, and a Director of UFP Technologies, Inc. (UFPT), reported changes in his beneficial ownership of common stock.
• On December 19, 2025, Bailly acquired 1,744 shares of common stock with a par value of $0.01 at a price of $0. This transaction is typically indicative of a stock grant or award.
• Concurrently, on December 19, 2025, Bailly disposed of 888 shares of common stock with a par value of $0.01 at a price of $229.4 per share. This disposition was likely for tax withholding purposes related to the stock acquisition, as indicated by transaction code 'F'.
• Following these transactions, Bailly directly holds 153,096 shares of UFPT common stock.
• Additionally, Bailly indirectly holds 28,706 shares through a Trust, disclaiming beneficial ownership except to the extent of his pecuniary interest therein.
• The reported transactions were made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 6

Explanation: The filing reports routine insider transactions, including a stock grant and subsequent tax-related sale, which are neutral to slightly positive as they reflect ongoing executive compensation and equity alignment, without indicating any significant operational or strategic shifts.

Positives

• The CEO acquired 1,744 shares of common stock at a $0 price, indicating a stock grant or award that increases his equity stake and aligns his interests with shareholders.
• The transactions were conducted under a Rule 10b5-1(c) plan, suggesting pre-planned and orderly equity management rather than discretionary trading.

Negatives

• 888 shares were disposed of at $229.4 per share, likely for tax withholding purposes, which reduces the direct beneficial ownership following the grant.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

• Shareholders: The CEO's continued equity ownership aligns his interests with shareholders, though the tax-related sale slightly reduces direct holdings.

Key Dates

Recommendation

This Form 4 filing details routine insider transactions, specifically a stock grant and a tax-related sale, executed under a Rule 10b5-1 plan. Such transactions are common for executive compensation and do not typically signal a change in the company's fundamental outlook or performance. While the CEO's continued equity accumulation is a positive for alignment, the tax-related sale is a standard practice. Therefore, this filing alone does not provide sufficient new information to warrant a change from a 'hold' recommendation, as it reflects expected compensation activities rather than a strategic move or significant shift in company prospects.

Keywords

UFP Technologies, UFPT, R. Jeffrey Bailly, Insider Trading, Form 4, Stock Transaction, CEO, Director, Equity Ownership, Rule 10b5-1