13F-NT: UBS AG Files SEC Form 13F-NT for Q1 2026

UBS AG has filed a Form 13F-NT for the quarter ended March 31, 2026, indicating no new holdings are reported in this filing.

Summary

• UBS AG has submitted a Form 13F-NT, which is a notice filing, for the quarter ending March 31, 2026.
• This filing indicates that UBS AG is not reporting any new holdings in this specific document.
• All holdings are reported by other reporting manager(s) associated with UBS AG.
• The filing was signed by Andrew Johnson, Head Group Shareholding Reporting AMER, on May 6, 2026.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it is a procedural notice indicating no new holdings are being reported in this specific document, rather than a report of financial performance or strategic changes.

Future Outlook

This filing is a notice filing and does not contain forward-looking statements or guidance.

Management Comments

• Andrew Johnson, Head Group Shareholding Reporting AMER, signed the report on behalf of UBS AG.
• The filing represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that all required items, statements, schedules, lists, and tables are considered integral parts of this form.

Industry Context

StockSavvy.ai notes that Form 13F-NT filings are standard for large institutional investment managers to report their holdings, and this notice filing indicates a consolidation of reporting under other affiliated entities.

Key Dates

Keywords

SEC Form 13F-NT, UBS AG, Institutional Investment Manager, Quarterly Filing, Securities Holdings, Financial Reporting