13F-NT: UBS AG Files Q2 2025 13F Notice
Institutional Holdings Notice
UBS AG filed a Form 13F-NT for the second quarter of 2025, indicating its investment holdings are reported by other affiliated managers, primarily UBS Group AG.
Summary
- UBS AG submitted a Form 13F-NT to the SEC for the calendar quarter ended June 30, 2025.
- This filing is designated as a 'Notice' (13F-NT), signifying that UBS AG itself is not reporting any investment holdings within this specific document.
- All investment holdings attributable to UBS AG are reported by other institutional investment managers, specifically UBS Group AG, under Form 13F File No. 028-16612.
- The report was signed by Andrew Johnson, Head Group Shareholding Reporting, on August 13, 2025, from Nashville, TN.
Sentiment
Score: 5
Explanation: Neutral. This is a routine regulatory filing (13F-NT) indicating how holdings are reported, not a performance or strategic announcement. It provides no positive or negative financial or operational information.
Future Outlook
N/A This is a procedural notice filing and does not contain forward-looking statements or guidance regarding financial performance or strategic direction.
Industry Context
This filing is a standard regulatory disclosure for institutional investment managers, indicating how their investment holdings are reported across affiliated entities. It reflects a common practice where a parent entity, UBS Group AG, consolidates and reports the holdings for its subsidiaries, including UBS AG, to streamline regulatory compliance.
Stakeholder Impact
- Shareholders: Provides transparency on the reporting structure of institutional holdings, but no direct impact on company operations or financial performance.
Key Dates
| Date | Description |
|---|---|
| 06-30-2025 | End of the calendar quarter for which the report is filed. |
| 08-13-2025 | Date the report was signed and submitted to the SEC. |
Keywords
UBS AG, 13F-NT, SEC Filing, Institutional Investment Manager, Holdings Report, UBS Group AG, Q2 2025
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