13F-NT: UBS AG Files 13F-NT, Holdings Reported by UBS Group AG

UBS AG has filed a Form 13F-NT, indicating its investment holdings are reported by its parent entity, UBS Group AG.

Summary

• UBS AG filed a Form 13F-NT for the calendar quarter ended December 31, 2025.
• This filing is a 13F NOTICE, meaning no holdings are reported directly within this document.
• All reportable holdings for UBS AG are consolidated and reported by another institutional investment manager, specifically UBS Group AG, under Form 13F File No. 028-16612.
• The report was signed by Andrew Johnson, Head Group Shareholding Reporting AMER, on January 30, 2026, in Nashville, TN.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral, routine administrative filing with no direct impact on financial performance or strategic direction.

Management Comments

• The person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Industry Context

StockSavvy.ai notes that Form 13F-NT filings are standard administrative disclosures for institutional investment managers, indicating that their reportable securities holdings are consolidated and reported by a parent or affiliated entity. This ensures transparency without redundant reporting across related entities.

Stakeholder Impact

• Shareholders: Provides clarity on which entity within the UBS group is responsible for reporting consolidated investment holdings.
• Regulatory Authorities: Fulfills SEC reporting requirements for institutional investment managers, ensuring transparency in investment activities.

Key Dates

Keywords

UBS AG, 13F-NT, SEC Filing, Institutional Holdings, Investment Manager, UBS Group AG, Regulatory Filing