Form 4: U.S. Global Investors CFO Acquires GROW Shares

U.S. Global Investors CFO Lisa Callicotte reported the acquisition of 285 shares of Class A Common Stock through an employee stock purchase plan.

Summary

• Lisa Callicotte, the Chief Financial Officer (CFO) of U.S. Global Investors Inc. (GROW), acquired 285 shares of the company's Class A Common Stock.
• The transaction took place on January 30, 2026, at a price of $3.32 per share.
• This purchase was executed under an employee stock purchase plan, indicated by transaction code 'J'.
• Following this acquisition, Ms. Callicotte directly beneficially owns a total of 36,901 shares of Class A Common Stock.

Sentiment

Score: 6

Explanation: StockSavvy.ai views this as a moderately positive signal, as it represents an insider increasing their stake, aligning their interests with shareholders, albeit a relatively small transaction.

Positives

• The CFO's purchase of additional shares indicates continued alignment of management interests with those of shareholders.
• Participation in an employee stock purchase plan suggests confidence in the company's long-term prospects by a key executive.

Future Outlook

N/A

Industry Context

StockSavvy.ai notes that routine insider purchases, especially through employee plans, are common and generally viewed as a positive signal of management's belief in the company's value, though the small size of this particular transaction limits its broader industry implications.

Related Party Transactions

• Lisa Callicotte, CFO of U.S. Global Investors Inc., acquired 285 shares of Class A Common Stock from the issuer through an employee stock purchase plan, which is considered a related party transaction.

Stakeholder Impact

• Shareholders: May view the CFO's purchase as a positive sign of management confidence, potentially reinforcing investor sentiment.
• Employees: The transaction highlights the availability and utilization of employee stock purchase plans, which can be a benefit for employees.

Key Dates

Keywords

U.S. Global Investors, GROW, Lisa Callicotte, CFO, Insider Trading, Stock Purchase, Employee Stock Purchase Plan, Form 4, SEC Filing