Form 4: TWIN DISC CEO John Batten Buys 15,000 Shares

Twin Disc Inc.'s President and CEO, John H. Batten, acquired 15,000 shares of common stock at $13.10 per share.

Summary

• John H. Batten, President and CEO, Director, and 10% Owner of Twin Disc Inc. (TWIN), acquired 15,000 shares of the company's common stock.
• The transaction occurred on September 8, 2025, with each share purchased at a price of $13.10.
• Following this acquisition, John H. Batten directly beneficially owns 547,615 shares of common stock.
• Additionally, Batten indirectly holds 2,457.2354 shares in a 401(k) and significant holdings as trustee for various trusts: 195,019 shares for Michael E. Batten Marital Trust, 221,156 shares for Michael E. Batten Family Trust, 115,456 shares for Elizabeth Batten Stribney Trust, 114,976 shares for Timothy Michael Batten Trust, and 106,744 shares for Louise Vemet Batten Grantor Trust.
• The transaction was made pursuant to a contract, instruction, or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 8

Explanation: The significant purchase of common stock by the President and CEO, who is also a 10% owner, indicates strong conviction in the company's valuation and future performance. This insider confidence often precedes positive developments.

Positives

• The acquisition of 15,000 shares by the President and CEO, who is also a Director and 10% owner, signals strong insider confidence in the company's future prospects and valuation.
• The transaction was executed under a Rule 10b5-1 plan, indicating a pre-planned purchase strategy.

Future Outlook

Not applicable as this is a transactional report detailing an insider stock acquisition, not providing forward-looking statements or guidance.

Industry Context

Not directly provided in this transactional report. Insider buying can be a positive signal within the broader industry, suggesting management believes the company is undervalued or poised for growth relative to its peers.

Comparison to Industry Standards

• Insider buying by a CEO and 10% owner is generally viewed as a strong positive signal, often outperforming general market sentiment indicators.
• While specific comparable companies or projects are not mentioned in this filing, such a significant insider purchase by a key executive and major shareholder typically indicates a belief in the company's competitive position and future performance within its sector.

Corporate Governance

Related Party Transactions

• John H. Batten indirectly holds shares as trustee for several family trusts (Michael E. Batten Marital Trust, Michael E. Batten Family Trust, Elizabeth Batten Stribney Trust, Timothy Michael Batten Trust, Louise Vemet Batten Grantor Trust), indicating his involvement in managing assets for related parties.

Stakeholder Impact

• Shareholders may view this insider purchase as a positive indicator of management's confidence in the company's future, potentially leading to increased investor interest and positive sentiment.
• Employees and other stakeholders might interpret this as a sign of stability and positive outlook from top leadership.

Key Dates

Recommendation

The substantial purchase of common stock by the President and CEO, who also holds a significant 10% ownership stake, is a powerful signal of insider confidence. Such a move, especially when executed under a 10b5-1 plan, suggests a belief in the company's intrinsic value and future growth prospects. Seasoned investors often interpret significant insider buying as a strong bullish indicator, warranting a 'strong buy' recommendation.

Keywords

Twin Disc, TWIN, John H. Batten, Insider Buy, Stock Acquisition, Form 4, CEO, Director, 10% Owner, Common Stock, Rule 10b5-1