Form 4: TWIN DISC CEO John Batten Buys 107 Shares

Twin Disc Inc. President and CEO John H. Batten acquired 107 shares of common stock at $15.90 per share.

Summary

• John H. Batten, President and CEO, Director, and 10% Owner of Twin Disc Inc. (TWIN), acquired 107 shares of common stock.
• The transaction occurred on December 9, 2025, at a price of $15.90 per share.
• Following this acquisition, Mr. Batten directly beneficially owns 495,434 shares of common stock.
• Mr. Batten also holds indirect beneficial ownership of 2,457.2354 shares through a 401(K) plan.
• Additionally, he indirectly beneficially owns shares as trustee for several trusts: 195,019 shares for Michael E. Batten Marital Trust, 221,156 shares for Michael E. Batten Family Trust, 115,456 shares for Elizabeth Batten Stribney Trust, 114,976 shares for Timothy Michael Batten Trust, and 106,744 shares for Louise Vemet Batten Grantor Trust.

Sentiment

Score: 7

Explanation: The sentiment is positive due to insider buying by the CEO and a significant owner, indicating confidence in the company's future. The relatively small number of shares acquired prevents a higher score.

Positives

• The acquisition of shares by the President and CEO, who is also a Director and 10% Owner, signals management's confidence in the company's future prospects and valuation.
• Insider buying aligns the interests of top management with those of shareholders.

Future Outlook

NA

Industry Context

Insider buying, particularly by a CEO and significant owner, is generally interpreted by the market as a positive indicator, suggesting that management believes the company's stock is undervalued or expects positive developments. This action aligns with a broader trend where insider transactions are closely watched for signals about a company's health and future direction.

Comparison to Industry Standards

• Insider buying by a CEO and 10% owner is generally viewed as a positive signal, aligning management interests with shareholders, which is a common benchmark for good corporate governance and confidence.
• While the number of shares acquired (107) is relatively small compared to the total beneficial ownership, the act of buying, rather than selling, is typically seen favorably by investors.

Related Party Transactions

• John H. Batten holds indirect beneficial ownership as trustee for the Michael E. Batten Marital Trust (195,019 shares).
• John H. Batten holds indirect beneficial ownership as trustee for the Michael E. Batten Family Trust (221,156 shares).
• John H. Batten holds indirect beneficial ownership as trustee for the Elizabeth Batten Stribney Trust (115,456 shares).
• John H. Batten holds indirect beneficial ownership as trustee for the Timothy Michael Batten Trust (114,976 shares).
• John H. Batten holds indirect beneficial ownership as trustee for the Louise Vemet Batten Grantor Trust (106,744 shares).

Stakeholder Impact

• Shareholders may view this insider purchase as a positive sign of management's belief in the company's value and future performance, potentially increasing investor confidence.
• The transaction reinforces the alignment of interests between the CEO and other shareholders.

Key Dates

Recommendation

The acquisition of shares by the CEO is a positive signal, indicating management's confidence in Twin Disc Inc. However, the relatively small number of shares purchased (107) compared to his existing substantial holdings and the company's market capitalization suggests it is not a strong catalyst for a 'buy' recommendation based solely on this filing. It reinforces a 'hold' position with a positive outlook, as it demonstrates continued insider commitment.

Keywords

Twin Disc, TWIN, John H. Batten, Insider Trading, Stock Acquisition, CEO, Form 4, Beneficial Ownership