Form 4: Turning Point Brands Executive Brittani Cushman Reports Stock Transaction

Sentiment:

SEC Form 4


Brittani Cushman, Sr VP, General Counsel of Turning Point Brands, Inc., reports disposition of shares to cover tax obligations related to vested restricted stock units.

Summary

  • On April 1, 2024, Brittani Cushman, Sr VP, General Counsel of Turning Point Brands, Inc. (TPB), disposed of 733 shares of common stock at a price of $29.12 per share to cover tax obligations related to vested restricted stock units.
  • Following the transaction, Cushman directly owns 24,839 shares of common stock, which includes 12,222 restricted stock units and 12,617 shares of common stock.
  • Cushman also indirectly owns 406.806 shares through a spouse.
  • Cushman holds options to purchase a total of 57,550 shares of common stock at various exercise prices and expiration dates.

Sentiment

Score: 5

Explanation: This is a neutral disclosure of a routine transaction. It doesn't indicate positive or negative sentiment about the company's performance.

Industry Context

This filing is a routine disclosure of insider transactions, which are common occurrences in publicly traded companies. It provides transparency into the trading activities of company executives.

Key Dates

DateDescription
01/01/2018Options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
01/01/2019Options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
01/01/2020Options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
01/01/2021Options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
01/01/2022Options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
01/01/2023Options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
02/14/2027Expiration date for some options.
05/14/2027Expiration date for some options.
03/07/2028Expiration date for some options.
03/20/2029Expiration date for some options.
03/18/2030Expiration date for some options.
02/18/2031Expiration date for some options.
03/14/2032Expiration date for some options.
04/01/2024Date of the reported transaction: disposition of shares to cover tax obligations.
04/03/2024Date of the report.

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