SCHEDULE: Nantahala Capital Discloses 5.29% Stake in Trisalus
Beneficial Ownership Disclosure
Nantahala Capital Management, along with Wilmot B. Harkey and Daniel Mack, has disclosed a beneficial ownership of 5.29% in Trisalus Life Sciences, Inc., totaling 2,000,000 shares.
Summary
- Nantahala Capital Management, LLC, Wilmot B. Harkey, and Daniel Mack collectively reported beneficial ownership of 2,000,000 shares of Trisalus Life Sciences, Inc. common stock.
- This ownership represents 5.29% of the total outstanding shares of Trisalus Life Sciences, Inc.
- The reporting persons hold shared voting power and shared dispositive power over all 2,000,000 shares.
- The securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing the control of the issuer.
Sentiment
Score: 5
Explanation: The filing is a factual disclosure of beneficial ownership and does not contain information that would inherently suggest a positive or negative sentiment regarding the company's performance or outlook.
Future Outlook
NA
Industry Context
This filing is a standard disclosure of a significant ownership stake by an investment firm and its principals, common in the financial industry for transparency regarding large holdings in publicly traded companies. It does not provide specific insights into Trisalus Life Sciences' operational performance or strategic direction, but rather reflects an investment position.
Stakeholder Impact
- Shareholders: Provides transparency regarding a significant institutional holding, which can influence market perception of the stock.
Key Dates
| Date | Description |
|---|---|
| 06/30/2025 | Date of event which required the filing of this statement, indicating the beneficial ownership stake was established or reached 5% as of this date. |
| 08/14/2025 | Date the Schedule 13G filing was signed and submitted to the SEC. |
Keywords
Trisalus Life Sciences, Nantahala Capital Management, Beneficial Ownership, SEC Filing, Common Stock, Investment Adviser, Institutional Ownership
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