SCHEDULE: Zeff Entities Maintain 5.9% Stake in Trio-Tech Post-Split
Beneficial Ownership Report
Zeff Capital, Zeff Holding Company, and Daniel Zeff report a 5.9% beneficial ownership in Trio-Tech International following a 2-for-1 forward stock split.
Summary
- Zeff Capital, LP, Zeff Holding Company, LLC, and Daniel Zeff (the "Reporting Persons") collectively beneficially own 511,175 shares of Trio-Tech International Common Stock.
- This ownership represents 5.9% of the company's outstanding Common Stock.
- The percentage is calculated based on 8,701,110 shares of Common Stock outstanding, which is an adjustment for a 2-for-1 forward stock split.
- Trio-Tech International announced the 2-for-1 forward stock split on December 19, 2025.
- The stock split became effective after the close of trading on January 2, 2026, with trading on a split-adjusted basis commencing January 5, 2026.
- Both the number of shares beneficially owned by the Reporting Persons and the total number of outstanding shares of Common Stock have doubled due to the split.
Sentiment
Score: 5
Explanation: Neutral, as this is a routine beneficial ownership disclosure filing, not an operational or financial performance report. It clarifies ownership post-stock split.
Future Outlook
This filing is a beneficial ownership disclosure and does not contain forward-looking statements or guidance from the company or the reporting persons regarding future performance or strategy.
Industry Context
This filing is a routine disclosure of beneficial ownership by a significant shareholder group and does not provide information related to broader industry trends or competitive landscape. It primarily updates the public record on a specific company's ownership structure.
Stakeholder Impact
- Shareholders: Increased transparency regarding significant ownership stakes. The stock split impacts share count and per-share metrics, potentially increasing liquidity and accessibility for smaller investors.
Key Dates
| Date | Description |
|---|---|
| 2018-08-23 | Joint Filing Agreement referenced in Exhibit 1 was filed. |
| 2025-09-30 | Fiscal quarter end for Form 10-Q reporting 4,350,555 shares outstanding before split. |
| 2025-11-01 | Date as of which 4,350,555 shares of Common Stock were outstanding, as reported in the Form 10-Q. |
| 2025-12-19 | Trio-Tech International announced a 2-for-1 forward stock split. |
| 2025-12-31 | Date of event which required the filing of this statement. |
| 2026-01-02 | Effective date of the 2-for-1 forward stock split after the close of trading. |
| 2026-01-05 | Trading on a split-adjusted basis began. |
| 2026-01-21 | Signature date of the Schedule 13G filing. |
Keywords
Trio-Tech International, Zeff Capital, Zeff Holding Company, Daniel Zeff, Schedule 13G, Beneficial Ownership, Stock Split, Common Stock, Institutional Ownership, SEC Filing
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