SCHEDULE 13G/A: Zeff Capital Group Discloses 6.9% Stake in Trio-Tech International

Zeff Capital, LP, Zeff Holding Company, LLC, and Daniel Zeff have jointly reported a 6.9% beneficial ownership stake in Trio-Tech International as of December 31, 2024.

Summary

• The filing is an Amendment No. 1 to Schedule 13G, reporting beneficial ownership of Common Stock in Trio-Tech International (CUSIP 896712205).
• The reporting persons are Zeff Capital, LP, Zeff Holding Company, LLC, and Daniel Zeff, all based out of 405 Lexington Ave, 9th Floor, New York, NY 10174.
• As of December 31, 2024, the aggregate amount beneficially owned by the reporting persons is 294,980 shares.
• This represents 6.9% of Trio-Tech International's Common Stock, calculated based on 4,250,305 shares outstanding as of November 1, 2024, as reported in the company's Form 10-Q.
• Daniel Zeff holds sole voting and dispositive power over 3,629 shares, while Zeff Capital, LP, Zeff Holding Company, LLC, and Daniel Zeff share voting and dispositive power over 291,351 shares.
• The reporting persons certify that the securities were not acquired for the purpose of changing or influencing the control of the issuer, other than activities solely in connection with a nomination under Rule 14a-11.

Sentiment

Score: 5

Explanation: This is a routine beneficial ownership filing (Schedule 13G) and does not contain information that would typically indicate a positive or negative sentiment regarding the company's performance or prospects. It merely reports a significant stake.

Positives

• A significant ownership stake by Zeff Capital Group indicates a notable investment in Trio-Tech International.
• The filing explicitly states that the stake is not for the purpose of changing or influencing control of the issuer, suggesting stability for current management.

Negatives

• No specific negatives related to Trio-Tech International's operations or financial health are disclosed in this ownership filing.

Risks

• No specific risks related to Trio-Tech International's operations or financial health are disclosed in this beneficial ownership filing.

Future Outlook

N/A. This filing is a beneficial ownership report and does not provide future outlook or guidance.

Management Comments

• The Reporting Persons certify that the securities were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer, other than activities solely in connection with a nomination under Rule 14a-11.

Industry Context

N/A. This filing is a beneficial ownership report and does not provide industry context.

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant ownership stake by Zeff Capital Group, which can inform investment decisions.

Key Dates

Keywords

Trio-Tech International, Zeff Capital, Zeff Holding Company, Daniel Zeff, Schedule 13G, beneficial ownership, common stock, SEC filing, shareholder disclosure, investment