Form 4: AGBA Group Holding Ltd.: Officer Shu Pei Huang Desmond Reports Acquisition and Disposal of Ordinary Shares
SEC Form 4
Acting Group CFO of AGBA Group Holding Ltd., Shu Pei Huang Desmond, reports acquiring and disposing of ordinary shares and warrants.
Summary
- On March 22, 2024, Shu Pei Huang Desmond acquired 380,000 ordinary shares and disposed of 693,780 ordinary shares.
- On May 02, 2024, Shu Pei Huang Desmond acquired 159,100 ordinary shares at a price of $111,394 and 31,820 warrants with an exercise price of $1.
- The warrants are exercisable from November 02, 2024, and expire on November 02, 2029.
- The reporting person now beneficially owns 852,880 ordinary shares and 31,820 warrants.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing reporting transactions by an officer, with no inherent positive or negative sentiment.
Industry Context
This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities in the company's securities.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the trading activities of a key officer.
Key Dates
| Date | Description |
|---|---|
| 11/07/2023 | Reporting person executed the purchase agreement with the company. |
| 03/22/2024 | Acquisition and disposal of ordinary shares. |
| 05/02/2024 | Acquisition of ordinary shares and warrants. |
| 11/02/2024 | Warrants become exercisable. |
| 11/02/2029 | Warrants expiration date. |
| 05/10/2024 | Date of signature. |
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