4/A: Tradeweb Markets Inc.: Scott Zucker Corrects Share Acquisition Report in Amended SEC Filing

Scott Zucker, Chief Admin. and Risk Officer of Tradeweb Markets Inc., files an amended Form 4/A to correct the number of shares acquired following the settlement of dividend equivalent rights (DERs) on March 18, 2024.

Summary

• Scott Zucker, Chief Admin. and Risk Officer of Tradeweb Markets Inc., filed an amended Form 4/A with the SEC to correct a previous filing regarding the acquisition of Class A common stock.
• The amendment clarifies the number of shares acquired on March 18, 2024, in connection with the settlement of dividend equivalent rights (DERs) related to previously awarded restricted stock units (RSUs).
• The original Form 4, filed on March 19, 2024, reported the gross number of shares before withholding taxes, while the amended form reports the net number of shares acquired after taxes.
• Following the transaction, Zucker beneficially owns 31,350 shares of Class A common stock, including unvested RSUs with various vesting schedules through March 15, 2027.

Sentiment

Score: 7

Explanation: The document is a routine correction of a previous filing, indicating standard corporate governance practices. The sentiment is neutral to slightly positive as it reflects transparency and adherence to regulatory requirements.

Positives

• The amended filing provides a more accurate representation of Scott Zucker's share ownership in Tradeweb Markets Inc.

Industry Context

This filing is a routine disclosure related to executive compensation and equity ownership, common in publicly traded companies.

Stakeholder Impact

• The correction ensures accurate information is available to shareholders regarding executive equity ownership.

Key Dates