4/A: Tradeweb CFO Sara Furber Corrects Share Reporting in Amended SEC Filing

Sara Furber, CFO of Tradeweb Markets Inc., files an amended Form 4 to correct the number of shares acquired in connection with the settlement of dividend equivalent rights (DERs) and restricted stock units (RSUs).

Summary

• Sara Furber, the CFO of Tradeweb Markets Inc., filed an amended Form 4 (Form 4/A) with the SEC on May 08, 2024.
• The amendment corrects a previous filing from March 19, 2024, which incorrectly reported the gross number of shares received from the settlement of dividend equivalent rights (DERs).
• The original filing did not account for withholding taxes, leading to an overstatement of the shares acquired.
• The corrected filing reports the accurate number of Class A Common Stock shares acquired net of withholding taxes on March 18, 2024, and the correct number of shares held following the transaction.
• The reporting person directly owns 96,589 shares of Class A common stock.
• This amount includes unvested RSUs that are scheduled to vest on various dates in the future, contingent upon continued employment.

Sentiment

Score: 7

Explanation: The document is a routine correction of a previous filing, indicating attention to detail and compliance. The sentiment is neutral to slightly positive as it resolves a prior inaccuracy.

Future Outlook

The reporting person's future holdings are subject to vesting schedules and continued employment with the company.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, ensuring transparency and compliance with SEC regulations.

Stakeholder Impact

• The correction ensures accurate information is available to shareholders regarding insider ownership.
• The filing demonstrates compliance with SEC regulations, which is important for maintaining investor confidence.

Key Dates