Form 4: Tompkins Financial HR Director Sells Shares for Tax

Tompkins Financial Corp's SVP, Director of HR, Stacie M. Mastin, reported a deemed disposition of 96 common shares to cover tax obligations related to restricted stock vesting.

Summary

• Stacie M. Mastin, SVP, Director of HR at Tompkins Financial Corp (TMP), reported changes in beneficial ownership.
• On November 9, 2025, Mastin engaged in a deemed disposition of 96 shares of Common Stock.
• These shares were disposed of at a price of $66.68 per share.
• The disposition was made to the Issuer to cover tax obligations arising from the vesting of restricted stock.
• Following these transactions, Mastin directly owns 1,505.694 shares of Common Stock.
• Additionally, Mastin indirectly beneficially owns 1,014.4635 shares through an Employee Stock Ownership Plan (ESOP).

Sentiment

Score: 5

Explanation: The filing reports a routine, non-discretionary disposition of shares for tax withholding purposes upon restricted stock vesting, which is a neutral event and does not indicate a change in company performance or management's outlook.

Future Outlook

No forward-looking statements or guidance are provided in this filing.

Industry Context

This filing reports a routine insider transaction related to executive compensation and tax obligations, which is a common occurrence across all industries for publicly traded companies with equity compensation plans.

Stakeholder Impact

• Shareholders: Minimal impact as this is a routine, non-discretionary transaction for tax purposes, not indicative of a change in investment sentiment by the insider.

Key Dates

Keywords

Tompkins Financial, TMP, Form 4, Insider Transaction, Executive Compensation, Restricted Stock, Tax Withholding, Share Disposition