Form 4: Tompkins Financial Exec Sells Shares for Tax

Alyssa H. Fontaine, EVP, General Counsel & CRO of Tompkins Financial Corp, disposed of 616 shares of common stock to cover tax obligations upon restricted stock vesting.

Summary

• Alyssa H. Fontaine, Executive Vice President, General Counsel, and Chief Risk Officer at Tompkins Financial Corp (TMP), reported transactions involving the company's common stock.
• On November 9, 2025, Fontaine disposed of a total of 616 shares of common stock across four separate transactions.
• These dispositions were 'deemed dispositions' to the issuer, Tompkins Financial Corp, specifically to pay for taxes incurred upon the vesting of restricted stock.
• The shares were disposed of at a price of $66.68 per share.
• Following these transactions, Fontaine directly beneficially owns 8,455.715 shares of common stock and indirectly owns 944.8859 shares through a 401K/ESOP.

Sentiment

Score: 5

Explanation: The filing reports a routine, expected transaction related to executive compensation and tax obligations, which is neutral in terms of company performance or outlook.

Positives

• The transaction indicates the vesting of restricted stock, which is a positive compensation event for the executive.

Negatives

• The disposition of shares reduces the executive's direct beneficial ownership in the company.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

• Shareholders: Minimal direct impact as this is a routine tax-related disposition, not a discretionary sale indicating a change in executive confidence.
• Employees: No direct impact on the broader employee base.

Key Dates

Keywords

Tompkins Financial Corp, TMP, Form 4, insider transaction, beneficial ownership, stock disposition, restricted stock, tax withholding, executive compensation