Form 4: Tompkins Financial Corp Director Rochon Reports Final Beneficial Ownership

Thomas R. Rochon, a director of Tompkins Financial Corp, files a Form 4 indicating his final beneficial ownership as he retires from the board.

Summary

• Thomas R. Rochon, a director at Tompkins Financial Corp, filed a Form 4 on May 14, 2025, to report changes in his beneficial ownership of the company's stock.
• The filing indicates that Mr. Rochon is no longer subject to reporting under Section 16 due to his retirement from the Board.
• Mr. Rochon directly owns 13,466.159 shares of Tompkins Financial Corp common stock.
• He also indirectly owns 8.004 shares and 7.891 shares through NY UGMA accounts for his son.
• Additionally, Mr. Rochon holds 11,404.655 shares of phantom stock, representing deferred stock compensation.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing related to a director's retirement, with no inherent positive or negative sentiment.

Future Outlook

The document does not contain any specific forward-looking statements regarding the company's future performance.

Management Comments

• Mr. Rochon retired from the Board and is no longer subject to reporting under Section 16.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the stock ownership of company insiders. Rochon's retirement and the associated filing are specific to Tompkins Financial Corp and do not necessarily reflect broader industry trends.

Management Changes

Stakeholder Impact

• Shareholders are informed of the change in board membership and insider stock ownership.
• The company needs to manage the transition of responsibilities previously held by Mr. Rochon.

Key Dates

Keywords

Form 4, Beneficial Ownership, Tompkins Financial Corp, Director Retirement, Stock Ownership, Phantom Stock, TMP, Rochon