Form 4: Tompkins Financial Corp: CEO Stephen S. Romaine Reports Stock Disposition for Tax Obligations

Stephen S. Romaine, President & CEO of Tompkins Financial Corp, reports the disposition of 1,478 shares of common stock to cover tax obligations upon vesting of restricted stock on May 19, 2025.

Summary

• On May 19, 2025, Stephen S. Romaine, the President & CEO of Tompkins Financial Corp, reported a transaction involving the company's common stock.
• The transaction involved the disposition of 1,478 shares to the issuer to cover taxes upon the vesting of restricted stock.
• The price per share for the disposition was $64.14.
• Following the transaction, Romaine directly owns 65,556.697 shares of common stock.
• Romaine also indirectly owns 10,871.06 shares through a 401(k)/ISOP and 5,683.4353 shares through an ESOP.

Sentiment

Score: 5

Explanation: This is a neutral event. It's a routine transaction related to tax obligations and doesn't necessarily indicate a positive or negative outlook for the company.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates a standard tax-related stock disposition, which is a common occurrence.

Stakeholder Impact

• The transaction has a minimal impact on shareholders as it is a standard tax-related disposition of shares.

Key Dates

Keywords

Form 4, Tompkins Financial Corp, Stephen S. Romaine, Stock Disposition, Tax Obligations, Common Stock, Beneficial Ownership, Insider Trading