Form 4: Tiptree Director Goldwasser Receives Stock as Retainer
Insider Transaction Report
Tiptree Inc. Director Lesley Goldwasser acquired 2,048 shares of common stock as part of her annual retainer fee, increasing her direct beneficial ownership to 114,410 shares.
Summary
- Lesley Goldwasser, a Director of Tiptree Inc., acquired 2,048 shares of the company's common stock.
- The acquisition occurred on January 8, 2026, and represents the stock component of her annual director's retainer fee, which is paid quarterly in arrears.
- The shares were acquired at a price of $0, indicating they were granted as compensation.
- Following this transaction, Lesley Goldwasser directly beneficially owns a total of 114,410 shares of Tiptree Inc. common stock.
- A Limited Power of Attorney, executed on December 5, 2025, authorizes Siew Kwok, Scott McKinney, Jennifer Borrelli, and any duly appointed Corporate Secretary of Tiptree Inc. to prepare and file SEC Forms 3, 4, 5, and 144 on behalf of Lesley Goldwasser.
Sentiment
Score: 5
Explanation: The filing reports a routine compensation event for a director, which is neutral in terms of immediate positive or negative sentiment for the company's operational or financial performance.
Positives
- The acquisition of shares by a director as part of their retainer fee aligns the director's interests with those of shareholders.
Risks
- The Limited Power of Attorney explicitly states that it does not relieve the undersigned (Lesley Goldwasser) from responsibility for compliance with obligations under the Securities Exchange Act of 1934 or the Securities Act of 1933, including reporting requirements under Section 16 of the Exchange Act.
Future Outlook
The filing does not contain any forward-looking statements or guidance.
Industry Context
This is a routine insider transaction related to director compensation, common across publicly traded companies, and does not reflect broader industry trends or competitive dynamics.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Authorization of Power of Attorney | Lesley Goldwasser executed a Limited Power of Attorney, effective December 5, 2025, authorizing specific individuals (Siew Kwok, Scott McKinney, Jennifer Borrelli, and any Corporate Secretary) to handle her SEC reporting obligations (Forms 3, 4, 5, and 144) on her behalf. This streamlines compliance for the director. | 12/05/2025 | Enhances efficiency and ensures timely compliance with SEC filing requirements for the director, while explicitly stating that the director retains ultimate responsibility for compliance. |
Stakeholder Impact
- Shareholders: The grant of stock as compensation aligns the director's financial interests with those of the shareholders, potentially fostering better long-term decision-making.
Key Dates
| Date | Description |
|---|---|
| 12/05/2025 | Execution date of the Limited Power of Attorney for SEC reporting purposes by Lesley Goldwasser. |
| 01/08/2026 | Date of transaction where Lesley Goldwasser acquired 2,048 shares of common stock. |
| 01/09/2026 | Date the Form 4 was signed by Siew Kwok as Attorney-in-Fact for Lesley Goldwasser. |
Keywords
Tiptree Inc., TIPT, Lesley Goldwasser, Director, Insider Transaction, Form 4, Stock Grant, Retainer Fee, Beneficial Ownership, Corporate Governance
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