Form 4: Tenaya Therapeutics SVP Sells Shares to Cover Tax Obligations

Sentiment:

SEC Form 4 Filing


Tomohiro Higa, SVP of Finance at Tenaya Therapeutics, sold shares of common stock to cover tax withholding obligations related to vesting restricted stock units.

Summary

  • On March 10, 2025, Tomohiro Higa, SVP of Finance at Tenaya Therapeutics, sold shares of the company's common stock.
  • The sales were executed in multiple transactions at a weighted average price of $0.5384 per share.
  • A total of 1,017 shares were sold to cover tax obligations related to restricted stock units awarded on October 15, 2022.
  • An additional 620 shares were sold to cover tax obligations related to restricted stock units awarded on February 15, 2023.
  • Finally, 845 shares were sold to cover tax obligations related to restricted stock units awarded on February 23, 2024.
  • Following these transactions, Higa still beneficially owns 99,690 shares of Tenaya Therapeutics common stock, which includes shares that will be issued upon the vesting of restricted stock units.

Sentiment

Score: 5

Explanation: The document is a standard SEC Form 4 filing, indicating routine transactions. It doesn't inherently convey positive or negative sentiment.

Industry Context

Sales of shares to cover tax obligations upon vesting of restricted stock units are a common practice among company executives.

Stakeholder Impact

  • The stock sales could have a minor dilutive effect on existing shareholders.

Key Dates

DateDescription
10/15/2022Date of restricted stock units award related to the first stock sale.
02/15/2023Date of restricted stock units award related to the second stock sale.
02/23/2024Date of restricted stock units award related to the third stock sale.
03/10/2025Date of stock sales by Tomohiro Higa.

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