Form 4: Tempus AI CFO Sells Shares Under 10b5-1 Plan
Insider Transaction Report
Tempus AI, Inc. Chief Financial Officer, James William Rogers, reported a sale of 11,529 shares of Class A Common Stock on June 25, 2026, executed under a pre-arranged Rule 10b5-1 trading plan.
Summary
- James William Rogers, Chief Financial Officer of Tempus AI, Inc., sold 11,529 shares of Class A Common Stock on June 25, 2026.
- The transaction was conducted under a Rule 10b5-1 trading plan established by the reporting person on September 11, 2025.
- Following the transaction, Mr. Rogers beneficially owns 114,866 shares of Class A Common Stock, held directly.
Sentiment
Score: 4
Explanation: StockSavvy.ai views this as a neutral to slightly negative filing due to the insider sale, despite the transaction being conducted under a Rule 10b5-1 plan.
Negatives
- Company insider selling shares, which can sometimes be perceived negatively by the market.
Risks
- The sale was executed under a Rule 10b5-1 plan, which is designed to mitigate insider trading concerns, but the act of selling by a key executive could still be interpreted as a lack of confidence in near-term stock performance by some investors.
Future Outlook
The filing does not contain forward-looking statements or guidance. It solely reports a transaction executed under a pre-existing trading plan.
Industry Context
StockSavvy.ai notes that insider sales under Rule 10b5-1 plans are common and are intended to provide a defense against allegations of insider trading by allowing executives to sell shares at predetermined times and prices. However, the volume and timing of such sales can still influence market perception.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Rule 10b5-1 Trading Plan | The transaction was executed under a Rule 10b5-1 trading plan, indicating adherence to established procedures for insider stock transactions. | 2025-09-11 | Positive, as it demonstrates compliance with insider trading regulations and provides a structured approach to stock sales. |
Stakeholder Impact
- Shareholders: May interpret the sale as a signal, though mitigated by the Rule 10b5-1 plan. The direct ownership of the CFO remains substantial.
- Employees: Similar to shareholders, the sale might be observed, but the structured nature of the plan reduces direct implications.
- Management: Demonstrates adherence to corporate governance policies regarding stock transactions.
Next Steps
- Continued monitoring of insider trading activity for Tempus AI, Inc.
Key Dates
| Date | Description |
|---|---|
| 2025-09-11 | Date the Rule 10b5-1 trading plan was adopted by the Reporting Person. |
| 2026-06-25 | Transaction date for the sale of Class A Common Stock. |
| 2026-06-29 | Date the Form 4 filing was signed. |
Keywords
Form 4, Insider Trading, Rule 10b5-1, Stock Sale, Tempus AI, Class A Common Stock, CFO, Beneficial Ownership
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