Form 4: Tempus AI CFO James William Rogers Sells Shares Under 10b5-1 Plan

James William Rogers, CFO of Tempus AI, sold shares of Class A Common Stock on February 18th and 19th, 2025, under a pre-arranged Rule 10b5-1 trading plan.

Summary

• James William Rogers, the Chief Financial Officer of Tempus AI, Inc., reported the sale of Class A Common Stock on February 18th and 19th, 2025.
• The sales were executed under a Rule 10b5-1 trading plan adopted on September 6, 2024.
• On February 18, 2025, a total of 31,870 shares were sold at prices ranging from $79.62 to $90.61.
• On February 19, 2025, an additional 1,540 shares were sold at prices ranging from $81.83 to $82.36.
• Following these transactions, Rogers directly owns 187,780 shares of Class A Common Stock.
• Some of the sales on February 19th were to cover statutory tax withholding obligations related to the vesting of restricted stock units.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing stock sales by an executive. It doesn't inherently convey positive or negative sentiment, as it's a routine disclosure.

Industry Context

This filing is a routine disclosure of insider trading activity, which is common for executives of publicly traded companies. The use of a 10b5-1 plan suggests the sales were pre-planned and not based on any inside information.

Comparison to Industry Standards

• Executive stock sales are a common occurrence in publicly traded companies.
• The use of a 10b5-1 trading plan is a standard practice to avoid accusations of insider trading, similar to plans used by executives at companies like Google (Alphabet Inc.) and Amazon.
• The reported weighted average prices and ranges are typical for such disclosures, mirroring the level of detail provided by other companies when reporting insider transactions.

Stakeholder Impact

• The stock sales could have a minor impact on shareholders, potentially creating slight downward pressure on the stock price in the short term.
• The sales do not appear to have a direct impact on employees, customers, suppliers, or creditors.

Key Dates

Keywords

Form 4, Tempus AI, Rogers James William, Chief Financial Officer, Stock Sale, Rule 10b5-1, Insider Trading