SCHEDULE: M3 Funds Reports 0% Stake in SWK Holdings

M3 Funds, LLC, M3 Partners, LP, M3F, Inc., Jason A. Stock, and William C. Waller have filed a Schedule 13G, reporting no beneficial ownership of SWK Holdings Corporation's common stock.

Summary

• This filing is an amendment to a Schedule 13G for SWK Holdings Corporation.
• The reporting persons include M3 Funds, LLC, M3 Partners, LP, M3F, Inc., Jason A. Stock, and William C. Waller.
• All reporting persons have certified that they do not hold any shares of SWK Holdings Corporation's common stock.
• The aggregate amount beneficially owned by each reporting person is 0.00 shares.
• The percentage of the class represented by the amount beneficially owned is 0% for all reporting persons.
• The filing date is April 23, 2026, indicating the event requiring the filing occurred on April 7, 2026.

Sentiment

Score: 2

Explanation: StockSavvy.ai views this as a neutral to slightly negative filing, as it indicates a complete lack of beneficial ownership by the reporting entities in SWK Holdings Corporation, suggesting no current investment interest.

Negatives

• The reporting entities collectively hold 0% of SWK Holdings Corporation's common stock, indicating no significant investment or control position.

Future Outlook

No forward-looking statements or guidance were provided in this filing.

Industry Context

StockSavvy.ai notes that Schedule 13G filings are typically made by institutional investors or other entities that acquire beneficial ownership of more than 5% of a company's voting stock. The absence of any reported ownership in this filing suggests a lack of significant institutional interest from these specific filers in SWK Holdings Corporation at this time.

Stakeholder Impact

• Shareholders: No immediate impact as the filing indicates no change in beneficial ownership or a lack of new significant investment from the reporting parties.

Key Dates

Keywords

SWK Holdings Corporation, Schedule 13G, M3 Funds, M3 Partners, M3F Inc, Jason A. Stock, William C. Waller, Beneficial Ownership, SEC Filing