Form 4: Surrozen COO Sells Shares After RSU Vesting

Surrozen's Chief Operating Officer, Charles O. Williams, sold 1,566 shares of common stock to cover tax obligations following the vesting of 3,500 restricted stock units.

Summary

• Charles O. Williams, Chief Operating Officer of Surrozen, Inc. (SRZN), reported transactions involving the company's common stock.
• On January 2, 2026, Williams acquired 3,500 shares of common stock through the vesting of Restricted Stock Units (RSUs).
• These RSUs vested in two equal installments on January 1, 2025, and January 1, 2026.
• Following this acquisition, Williams beneficially owned 14,548 shares.
• On January 5, 2026, Williams sold 1,566 shares of common stock at a weighted average price of $19.8652 per share.
• The sale was conducted to cover withholding taxes associated with the RSU vesting.
• The shares were sold in multiple transactions ranging from $19.84 to $20.07.
• After the sale, Williams' beneficial ownership of common stock was 12,982 shares.

Sentiment

Score: 5

Explanation: The filing reports routine insider transactions related to RSU vesting and subsequent tax-related share sales, which are common and generally do not indicate a strong positive or negative sentiment regarding the company's performance or outlook.

Positives

• The vesting of 3,500 Restricted Stock Units (RSUs) indicates the fulfillment of long-term incentive compensation for the Chief Operating Officer.

Negatives

• The sale of 1,566 shares by the Chief Operating Officer, even for tax purposes, reduces the insider's direct equity stake in the company.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This insider transaction report is a routine disclosure and does not provide specific insights into broader industry trends or competitive landscape. It reflects standard compensation and tax management practices for corporate executives.

Stakeholder Impact

• Shareholders: Minor impact as it's a routine tax-related sale by an insider, not indicative of a change in company fundamentals or a significant shift in insider confidence.

Key Dates

Keywords

Surrozen, SRZN, Insider Trading, Form 4, Restricted Stock Units, RSU Vesting, Officer Stock Sale, Biotechnology