Form 4: SMCI Director Liaw Reports RSU Vesting, Tax Withholding

Super Micro Computer Director Yih-Shyan Wally Liaw reported the vesting of restricted stock units and subsequent tax withholding transactions on November 10, 2025.

Summary

• Director Yih-Shyan Wally Liaw reported the vesting and settlement of Restricted Stock Units (RSUs) into common stock.
• On November 10, 2025, Liaw acquired a total of 12,144 shares of Super Micro Computer, Inc. common stock through the vesting of RSUs (4,370, 4,380, and 3,394 shares respectively).
• Concurrently, 6,169 shares were disposed of to satisfy tax withholding obligations at a price of $40.19 per share.
• Following these transactions, Liaw directly beneficially owns 86,398 shares of common stock.
• Liaw also indirectly beneficially owns 193,770 shares through a spouse and 14,990,450 shares through the Liaw Family Trust.

Sentiment

Score: 5

Explanation: The filing reports routine insider transactions related to equity compensation (RSU vesting and tax withholding), which are neutral events and do not indicate a significant positive or negative sentiment regarding the company's performance or outlook.

Positives

• The vesting of Restricted Stock Units indicates continued long-term incentive alignment between the director and shareholder interests.

Negatives

• A portion of the vested shares was sold to cover tax obligations, which is a routine event and not a discretionary market sale.

Future Outlook

The filing details future vesting schedules for Restricted Stock Units, indicating ongoing equity compensation for the director, with portions vesting quarterly after initial vesting dates in August 2023, November 2023, and November 2025, subject to continued service.

Industry Context

This Form 4 filing reflects routine equity compensation practices common across the technology and hardware industry, where Restricted Stock Units are a standard component of executive and director remuneration to align interests with long-term company performance.

Related Party Transactions

• The reporting person indirectly beneficially owns 14,990,450 shares through the Liaw Family Trust, for which the reporting person and their spouse are trustees and the beneficiaries are the reporting person's children. This represents a disclosure of beneficial ownership rather than a transaction with a related party.

Stakeholder Impact

• Minimal direct impact on shareholders as the transactions are routine equity compensation events and not discretionary market sales or purchases.
• Aligns director's long-term interests with company performance through continued equity ownership.

Next Steps

• Continued quarterly vesting of remaining Restricted Stock Units for the director, subject to continued service to Super Micro Computer, Inc.

Key Dates

Keywords

Super Micro Computer, SMCI, Yih-Shyan Wally Liaw, Director, Form 4, Insider Trading, Restricted Stock Units, RSU Vesting, Tax Withholding, Equity Compensation