SCHEDULE: Empery Asset Management Discloses 9.99% Stake in Super League
Beneficial Ownership Disclosure
Empery Asset Management, LP and Ryan M. Lane have reported a 9.99% beneficial ownership stake in Super League Enterprise, Inc., including shares from warrants.
Summary
- Empery Asset Management, LP and Ryan M. Lane collectively reported beneficial ownership of 1,275,475 shares of Super League Enterprise, Inc. Common Stock.
- This ownership represents 9.99% of the company's outstanding Common Stock.
- The reported shares include 25,486 shares of Common Stock issuable upon the exercise of warrants.
- A 'Blocker' provision prevents the Reporting Persons from exercising warrants to the extent that their beneficial ownership would exceed 9.99% of the outstanding shares.
- The calculation of the percentage is based on an aggregate of 12,742,039 shares of Common Stock outstanding as of December 31, 2025.
- Empery Asset Management, LP serves as the investment manager to the Empery Funds, which hold the securities.
- Ryan M. Lane is the managing member of the entity that is the managing member of the general partner of Empery Asset Management, LP, and is deemed to have shared beneficial ownership.
Sentiment
Score: 7
Explanation: The disclosure of a significant 9.99% passive stake by an institutional investor like Empery Asset Management generally signals confidence in the company, although it is a factual ownership report rather than a performance update.
Positives
- A significant institutional investor, Empery Asset Management, LP, and its principal, Ryan M. Lane, have taken a substantial 9.99% passive stake in Super League Enterprise, Inc., signaling confidence in the company.
Negatives
- The 'Blocker' provision limits the reporting persons' ability to increase their ownership beyond 9.99% through warrant exercise, potentially capping their influence or further investment via this mechanism.
Risks
- The primary risk mentioned in the context of the reporting persons is the contractual 'Blocker' that prevents them from exceeding 9.99% beneficial ownership, which could limit their flexibility in future investment strategies related to Super League Enterprise, Inc.
Future Outlook
NA
Industry Context
NA
Stakeholder Impact
- Shareholders may view the significant institutional investment as a positive signal of confidence in Super League Enterprise, Inc.
Key Dates
| Date | Description |
|---|---|
| 2025-11-19 | Date used for calculating 11,492,050 shares of Common Stock outstanding as reported in the Company's Amendment No. 1 to the Registration Statement on Form S-3. |
| 2025-12-10 | Date of filing of Amendment No. 1 to the Registration Statement on Form S-3 by Super League Enterprise, Inc. |
| 2025-12-31 | Date of event which requires the filing of this statement (beneficial ownership threshold crossed). |
| 2026-01-22 | Date of signing and filing of this Schedule 13G statement. |
Keywords
Super League Enterprise, SLGG, Empery Asset Management, Ryan M. Lane, Schedule 13G, beneficial ownership, institutional investor, warrants, passive investment
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