Form 4: StoneX Officer Rotsztain's Equity Transactions

StoneX Group's Chief Governance/Legal Officer, Diego Rotsztain, reported acquiring restricted shares and disposing of common stock on December 15, 2025.

Summary

• Diego Rotsztain, Chief Governance/Legal Officer of StoneX Group Inc., reported transactions on December 15, 2025.
• Acquired 5,821 restricted shares of common stock at a price of $0, issued under the Company's Executive Performance Plan.
• These restricted shares are scheduled to vest equally on the anniversary in years one, two, and three.
• Disposed of 6,132 shares of common stock at a price of $97.43 per share.
• Following these transactions, Rotsztain beneficially owns 21,352 shares of common stock directly.

Sentiment

Score: 6

Explanation: The filing reports routine insider transactions, including the acquisition of restricted shares as part of an executive compensation plan and the disposal of shares likely for tax purposes. This is a standard event for executives receiving equity awards and does not indicate significant positive or negative sentiment.

Positives

• Acquisition of 5,821 restricted shares of common stock at $0, indicating equity compensation as part of the Executive Performance Plan.
• The three-year vesting schedule for the restricted shares aligns management's interests with the company's long-term performance and shareholder value creation.

Negatives

• Disposal of 6,132 shares of common stock at $97.43, which is typically for tax withholding purposes upon the vesting of equity awards (transaction code 'F').

Future Outlook

NA

Industry Context

This filing details routine insider transactions related to executive compensation, which are specific to the company and its executive performance plans rather than broader industry trends.

Stakeholder Impact

• Shareholders: The transactions represent the execution of an existing executive compensation plan, which aims to align management's interests with long-term shareholder value. There is no immediate significant impact on share price or ownership structure.
• Management: Diego Rotsztain's compensation package is being executed, providing him with equity incentives tied to the company's performance.

Next Steps

• The acquired restricted shares will vest equally on the anniversary in years one, two, and three from the transaction date of December 15, 2025.

Key Dates

Recommendation

This Form 4 filing details routine executive compensation and tax-related stock disposals, which are standard events and do not provide new fundamental information to alter an investment thesis. The transactions reflect the execution of an existing executive performance plan, aligning management incentives with long-term company performance, but do not warrant a change in investment recommendation.

Keywords

StoneX Group, SNEX, Form 4, insider trading, executive compensation, restricted stock, common stock, equity awards