Form 4: StoneX Group Insider Trades: Chief Risk Officer Sells Shares
Statement of Changes in Beneficial Ownership
StoneX Group's Chief Risk Officer, Mark Maurer, reported transactions involving the sale of common stock, executed under a Rule 10b5-1 trading plan.
Summary
- Mark Maurer, Chief Risk Officer of StoneX Group Inc. (SNEX), reported a series of transactions on June 15 and June 16, 2026.
- These transactions involved the acquisition of 46,248 shares of common stock at an average price of $13.34, executed under a Rule 10b5-1 trading plan.
- Concurrently, Maurer disposed of 34,706 shares at an average price of $135.3106 on June 15, and an additional 11,542 shares at $133.6278 on June 16.
- Following these transactions, Maurer beneficially owns 147,038 shares directly and 135,496 shares directly.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as the transactions were conducted under a pre-established Rule 10b5-1 plan, indicating planned activity rather than a reaction to material non-public information.
Negatives
- The Chief Risk Officer sold a significant number of shares (46,248 shares) at an average price of $135.3106 and $133.6278, indicating a reduction in direct beneficial ownership.
Future Outlook
The filing does not contain forward-looking statements or guidance.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions. The execution of these trades under a Rule 10b5-1 plan suggests pre-planned selling activity, which can mitigate concerns about opportunistic insider trading.
Stakeholder Impact
- Shareholders may view the sale of shares by the Chief Risk Officer with caution, although the Rule 10b5-1 plan mitigates concerns about insider trading.
Key Dates
| Date | Description |
|---|---|
| 02/12/2026 | Date Rule 10b5-1 trading plan was adopted by the Reporting Person. |
| 06/15/2026 | Earliest transaction date reported, involving acquisition and disposition of common stock. |
| 06/16/2026 | Date of additional disposition of common stock. |
Keywords
SEC Form 4, Insider Trading, StoneX Group, SNEX, Mark Maurer, Chief Risk Officer, Rule 10b5-1, Stock Sale, Beneficial Ownership
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