Form 4: StoneX Director Receives Annual Restricted Stock Grant

StoneX Group Inc. director Diane L. Cooper acquired 1,101 restricted shares as part of her annual compensation package.

Summary

• Diane L. Cooper, a Director of StoneX Group Inc. (SNEX), acquired 1,101 shares of Restricted Shares of Common Stock.
• The transaction occurred on March 10, 2026, with an acquisition price of $0 per share.
• These shares were granted as part of the annual compensation for non-executive directors under the Company's Restricted Stock Plan.
• The grant was previously disclosed in the Proxy Statement dated January 26, 2026.
• Following this transaction, Diane L. Cooper beneficially owns 24,825 shares of common stock.
• The acquired shares are scheduled to vest fully on the first anniversary of the grant date, which is March 10, 2027.

Sentiment

Score: 6

Explanation: StockSavvy.ai views this as a neutral to slightly positive event, reflecting routine corporate governance and compensation practices. It does not indicate any significant operational or financial changes for the company.

Positives

• The grant of restricted shares aligns director compensation with shareholder interests through equity ownership.
• The transaction is a routine part of the company's established non-executive director compensation plan, indicating stable corporate governance practices.

Future Outlook

The acquired restricted shares are scheduled to vest fully on March 10, 2027, which is the first anniversary of the grant date.

Management Comments

• Shares were acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors.
• The compensation plan was disclosed in the Proxy Statement dated January 26, 2026.

Industry Context

StockSavvy.ai notes that the grant of restricted stock to non-executive directors is a common practice across various industries, aligning director incentives with long-term company performance and shareholder value. This transaction reflects a standard approach to executive and director compensation within the financial services sector.

Comparison to Industry Standards

• Restricted stock grants are a widely accepted form of non-executive director compensation, similar to practices at peers like Charles Schwab (SCHW) or Interactive Brokers (IBKR), which often use equity-based awards to incentivize long-term commitment and performance.
• The $0 acquisition price is typical for compensation grants, distinguishing it from open-market purchases and reflecting the shares as part of a remuneration package rather than an investment transaction.
• The one-year vesting period is a common structure for annual director equity grants, ensuring continued service and alignment over the short to medium term.

Corporate Governance

Stakeholder Impact

• Shareholders: The grant is a routine compensation expense, aligning director incentives with long-term company performance.
• Directors: Diane L. Cooper's equity stake in the company increases, strengthening her financial interest in the company's success.

Next Steps

• The restricted shares will vest fully on March 10, 2027.

Key Dates

Keywords

StoneX Group, SNEX, Form 4, Insider Transaction, Director Compensation, Restricted Stock, Equity Grant