Form 4: Stifel Financial Corp: Officer Sliney Reports Stock Transactions
SEC Form 4 Filing
David Sliney, Chief Operating Officer of Stifel Financial Corp, reports the acquisition and disposal of common stock and phantom stock units on January 8, 2025.
Summary
- On January 8, 2025, David Sliney, the Chief Operating Officer of Stifel Financial Corp, engaged in transactions involving the company's stock.
- Sliney acquired 10,180 shares of common stock through the exercise of phantom stock units.
- He also disposed of 3,174 shares of common stock to cover tax obligations at a price of $106.08 per share.
- Following these transactions, Sliney directly owns 164,625 shares of Stifel Financial Corp.
- He also holds 23,088 phantom stock units.
Sentiment
Score: 5
Explanation: The sentiment is neutral as the document simply reports stock transactions by an officer, which is a routine occurrence.
Industry Context
This filing is a routine disclosure of stock transactions by a company officer, which is a common practice in publicly traded companies to ensure transparency and compliance with securities regulations.
Stakeholder Impact
- The transactions have a minimal impact on stakeholders as they represent a small percentage of the total outstanding shares.
Key Dates
| Date | Description |
|---|---|
| 01/08/2025 | Date of stock transactions (acquisition and disposal). |
| 01/10/2025 | Date of signature for the report. |
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