Form 4: Stifel Financial Corp: Officer Reports Changes in Beneficial Ownership
SEC Form 4 Filing
David Sliney, Chief Operating Officer of Stifel Financial Corp, reports transactions involving common stock and phantom stock units.
Summary
- On February 28, 2025, David Sliney, the Chief Operating Officer of Stifel Financial Corp, engaged in transactions involving the company's common stock and phantom stock units.
- Sliney acquired 1,952 shares of common stock through the exercise of phantom stock units.
- Sliney also disposed of 860 shares of common stock to cover tax obligations at a price of $104.9 per share.
- Following these transactions, Sliney directly owns 171,043 shares of Stifel Financial Corp.
- Sliney also owns 23,394 phantom stock units.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, indicating neutral sentiment.
Industry Context
This filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities.
Stakeholder Impact
- The transactions provide transparency to shareholders regarding the trading activities of a key executive.
Key Dates
| Date | Description |
|---|---|
| 02/28/2025 | Date of transactions involving common stock and phantom stock units. |
| 03/04/2025 | Date of signature on the Form 4 filing. |
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.