Form 4: Stifel Financial Corp Director Maryam S. Brown Reports Changes in Beneficial Ownership

Director Maryam S. Brown reports transactions involving Stifel Financial Corp's common stock and phantom stock units.

Summary

• On June 7, 2024, Maryam S. Brown, a director of Stifel Financial Corp, reported changes in her beneficial ownership of the company's securities.
• The transactions involved common stock and phantom stock units.
• Specifically, 3,164 common stock units were acquired at $0 and 3,164 were disposed of.
• Brown also acquired 1,914 phantom stock units on June 5, 2024, at a price of $78.37, and disposed of 3,164 phantom stock units on June 7, 2024, at $0.
• Following these transactions, Brown directly owns 1,914 phantom stock units.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing, so the sentiment is neutral. It simply reports transactions by a company director.

Industry Context

Form 4 filings are a routine part of regulatory compliance for corporate insiders, providing transparency into their transactions in the company's securities. This filing indicates changes in the director's holdings of Stifel Financial Corp stock and derivative securities.

Stakeholder Impact

• The filing provides transparency to shareholders regarding the transactions of a company director.

Key Dates