Form 4: Stifel Financial Corp Director Lisa Landau Carnoy Reports Stock Transactions
SEC Form 4 Filing
Director Lisa Landau Carnoy reports acquisition and disposal of Stifel Financial Corp stock and phantom stock units.
Summary
- On June 7, 2024, Lisa Landau Carnoy, a director of Stifel Financial Corp, reported transactions involving the company's stock and phantom stock units.
- Carnoy acquired 1,914 phantom stock units on June 5, 2024, at a price of $78.37, which are convertible into common stock.
- These units vest quarterly over one year.
- Carnoy also disposed of 3,164 phantom stock units on June 7, 2024.
- Following these transactions, Carnoy directly owns 1,914 phantom stock units and 3,164 shares of common stock.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing reporting stock transactions, indicating a neutral sentiment.
Industry Context
This filing is a routine disclosure of stock transactions by a company insider, which is common in the financial industry.
Stakeholder Impact
- The transactions may be of interest to shareholders as they provide insight into the actions of a company director.
Key Dates
| Date | Description |
|---|---|
| 06/05/2024 | Acquisition of 1,914 phantom stock units. |
| 06/07/2024 | Disposal of 3,164 phantom stock units. |
| 06/07/2024 | Date of report signature. |
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