Form 4: Stifel Financial Corp Director James P. Kavanaugh Reports Stock Transactions
SEC Form 4 Filing
James P. Kavanaugh, a director at Stifel Financial Corp, reported the acquisition and disposal of common stock and phantom stock units.
Summary
- On June 7, 2024, James P. Kavanaugh, a director of Stifel Financial Corp, reported transactions involving the company's stock.
- Kavanaugh acquired 2,504 shares of common stock at $0 and disposed of 5,100 shares.
- He also acquired 1,914 phantom stock units on June 5, 2024, at a price of $78.37, and disposed of 2,504 phantom stock units on June 7, 2024, at $0.
- Following these transactions, Kavanaugh directly owns 1,914 phantom stock units.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing detailing stock transactions by a company director, with no inherent positive or negative sentiment.
Industry Context
This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities in the company's stock.
Stakeholder Impact
- The transactions may be of interest to shareholders as they provide insight into the actions of a company insider.
Key Dates
| Date | Description |
|---|---|
| 06/05/2024 | Acquisition of 1,914 phantom stock units |
| 06/07/2024 | Acquisition of 2,504 shares of common stock and disposal of 5,100 shares and 2,504 phantom stock units |
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