Form 4: Stifel Financial Corp: Co-President James Zemlyak Reports Stock Transactions

Co-President James Zemlyak reports stock transactions involving Stifel Financial Corp common stock and phantom stock units.

Summary

• On February 28, 2025, James Zemlyak, Co-President of Stifel Financial Corp, reported transactions involving the company's common stock and phantom stock units.
• Zemlyak acquired 5,977 shares of common stock through the exercise of phantom stock units at a price of $0.
• He also disposed of 2,634 shares of common stock at a price of $104.9.
• Following these transactions, Zemlyak directly owns 1,169,549 shares of common stock and indirectly owns 6,961 shares through his son and 415 shares through his wife.
• He also directly owns 62,479 phantom stock units.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment.

Industry Context

This Form 4 filing is a routine disclosure of stock transactions by a company insider, as required by the SEC. It provides transparency into the trading activities of key personnel and their holdings in the company.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider transactions.
• It helps stakeholders understand the alignment of management's interests with those of the shareholders.

Key Dates