Form 4: Stifel Financial Corp CFO James Marischen Reports Stock Transactions

James Marischen, CFO of Stifel Financial Corp, reports acquisition and disposal of common stock and phantom stock units.

Summary

• On March 1, 2024, James Marischen, the Chief Financial Officer of Stifel Financial Corp, reported transactions involving the company's stock.
• Marischen acquired 4,303 shares of common stock at $0 and disposed of 1,900 shares at $75.
• Following these transactions, Marischen directly owns 56,725 shares of common stock.
• Additionally, Marischen acquired 5,379 phantom stock units and disposed of 4,303 phantom stock units.
• After these transactions, Marischen directly owns 24,471 phantom stock units.
• 80% of the newly issued phantom stock units are vested, with the remaining 20% vesting on March 2, 2025.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment.

Positives

• The acquisition of phantom stock units suggests continued alignment of the CFO's interests with the company's performance.

Industry Context

Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company insiders.

Stakeholder Impact

• The transactions may be of interest to shareholders as they provide insight into the actions of a key company executive.

Key Dates