Form 4: Stifel Financial Corp CFO James Marischen Reports Stock Transactions

James Marischen, CFO of Stifel Financial Corp, reports acquisition and disposal of common stock and phantom stock units on February 3, 2025.

Summary

• On February 3, 2025, James Marischen, the Chief Financial Officer of Stifel Financial Corp, reported transactions involving the company's common stock and phantom stock units.
• Marischen acquired 6,271 shares of common stock at $0 and disposed of 2,763 shares at $117.51.
• Following these transactions, Marischen directly owns 65,850 shares of common stock.
• Additionally, Marischen acquired 7,839 phantom stock units and disposed of 6,271 phantom stock units, leaving a balance of 24,018 units.
• The phantom stock units are based on a PRSU award agreement dated January 27, 2021, with 80% currently vested and the remaining 20% vesting in one year.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing stock transactions by a company executive, with no inherent positive or negative sentiment.

Future Outlook

The remaining 20% of the phantom stock units will vest in one year.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.

Stakeholder Impact

• The transactions provide transparency to shareholders regarding executive compensation and ownership.

Key Dates