STEM.NYSEStem, INC

Form 4: STEM Inc. Officer Michael James Carlson Reports Stock Transactions

Sentiment:

SEC Form 4 Filing


Chief Operating Officer Michael James Carlson reports the vesting of 26,053 Restricted Stock Units (RSUs) into common stock.

Summary

  • Michael James Carlson, Chief Operating Officer of STEM, Inc., reported a transaction involving the vesting of Restricted Stock Units (RSUs) into common stock on February 20, 2025.
  • A total of 26,053 RSUs vested, converting into 26,053 shares of common stock.
  • Following the transaction, Carlson directly owns 161,045 shares of common stock and 526,520 derivative securities.
  • The RSUs were granted on February 15, 2023, and vest in three annual installments.

Sentiment

Score: 5

Explanation: This is a neutral event. It's a standard disclosure of an officer's stock transaction related to previously granted compensation.

Industry Context

This filing is a routine disclosure of stock transactions by a company officer, which is a common occurrence for publicly traded companies. It provides transparency into the holdings and transactions of key personnel.

Stakeholder Impact

  • The transaction has a minimal direct impact on stakeholders as it is a routine vesting of previously granted equity compensation.

Key Dates

DateDescription
02/15/2023Date the reporting person was granted 78,947 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024.
02/20/2025Date of transaction: 26,053 Restricted Stock Units vested.
02/21/2025Date of filing.

Keywords

Form 4, STEM Inc., Michael James Carlson, RSU, Restricted Stock Units, Beneficial Ownership, Officer Transaction, Common Stock

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