Form 4: STEM Inc. Executive Exercises Stock Options
SEC Form 4 Filing
Michael James Carlson, Chief Operating Officer of STEM Inc., reports a transaction involving the exercise of stock options and disposal of shares.
Summary
- On September 26, 2024, Michael James Carlson, the Chief Operating Officer of STEM Inc., executed a transaction.
- Carlson exercised 6,089 Restricted Stock Units (RSUs) for common stock.
- Following the transaction, Carlson directly owns 134,992 shares of common stock and 277,573 derivative securities.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing regarding stock transactions, and carries a neutral sentiment.
Industry Context
This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.
Stakeholder Impact
- The transaction has a minor impact on shareholders as it reflects changes in insider ownership.
Key Dates
| Date | Description |
|---|---|
| 09/26/2022 | Reporting person was granted 24,356 RSUs vesting in four equal annual installments beginning on September 26, 2023. |
| 09/26/2023 | First vesting date of the 24,356 RSUs granted on September 26, 2022. |
| 09/26/2024 | Date of transaction: exercise of 6,089 RSUs. |
| 09/30/2024 | Date of signature on the Form 4 filing. |
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